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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-04-27
TX RA APPROVED 2012-03-23
NJ RA APPROVED 2011-12-06
  • NY RA
    APPROVED
    Since 2022-04-27
  • TX RA
    APPROVED
    Since 2012-03-23
  • NJ RA
    APPROVED
    Since 2011-12-06

Branch Locations

75 Rockefeller Plz, New York, NY 10019 • United States

300 Broadhollow Rd, Melville, NY 11747 • United States

Highland Park, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 07/2010 Present
Bank Of America, N.A. Pennington NJ 04/2012 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-05
S63 Uniform Securities Agent State Law Examination 2005-03-19
  • S65 Uniform Investment Adviser Law Examination
    2011-12-05
  • S63 Uniform Securities Agent State Law Examination
    2005-03-19
Other Names
  • David Howard Silverman
  • Daivd Howard Silverman

View on SEC IAPD

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