Peter James Ross

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2004 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 06/2011 → Present
  Bank Of America,N.A.
  New York, NY

Other Businesses

2)NAME OF OUTSIDE BUSINESS ORGANIZATION: POA ON WIFE'S ACCOUNT ADDRESS OF BUSINESS: NEW YORK, NY NATURE OF BUSINESS: OTHER POSITION, TITLE, ASSOCIATION: OTHER START DATE OF RELATIONSHIP: 01/07/2009 NUMBER OF HOURS DEVOTED: 3, MONTHLY I*62968 For profit or not for profit: Non-Profit Organization Name of outside business organization: All Angels Church Address of business: New York, New York 10024 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 3/1/2013 Number of hours devoted: 35 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Episcopal Church. Finance Committee. Make recommendations to the board about budgeting cash flow and capital expenditures. Review firms that manage the funds of the church

Exams

• S66 Uniform Combined State Law Examination
  2005-01-13
• S63 Uniform Securities Agent State Law Examination
  2000-10-10

Other Names

• Peter James Lerch