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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-27 |
| IL | RA | APPROVED | 2021-06-04 |
| CA | RA | APPROVED | 2013-07-24 |
Branch Locations
1521 Higuera St Ste A, San Luis Obispo, CA 93401 • United States
Bradley, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | San Luis Obispo | CA | 02/2007 | 03/2020 |
| Ameriprise Financial Services, Llc | San Luis Obispo | CA | 03/2020 | Present |
Real Estate Ownership; Single Family; 7450 Sonora, , Atascadero, CA, 93422; Not Investment-Related; 03/01/2024 / Ranch property with two dwelling units; 75100 Interlake Rd, , Bradley, CA, 93426; Not Investment-Related; 08/07/2024.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-08 |
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