Carolyn Amy Kretz

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1994 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 07/2011 → Present
  Bank Of America, N.A.
  New York, NY

Other Businesses

I*93889 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: LEARNINGSPRING SCHOOL INVESTMENT RELATED: NO ADDRESS OF BUSINESS:NEW YORK, NEW YORK 10003 POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 6/14/2016 NUMBER OF HOURS DEVOTED: 1 HOUR QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BOARD MEMBER OF MY SON'S SCHOOL. A SCHOOL FOR CHILDREN ON THE [REDACTED]. HELP MAKE DECISIONS TO BETTER THE SCHOOL I*29609 For profit or not for profit: Non-Profit Organization Name of outside business organization: The A. and R. S. Foundation, Inc. Investment related: No Address of business: New York, New York 10176 Position, title, association: Committee Member, Start date of relationship: 12/22/2014 Number of hours devoted: 2 hours Monthly Number of hours devoted during trading hours: 0 Duties: Private Charitable Foundation Financial Advisor

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-12-06
• S63 Uniform Securities Agent State Law Examination
  1994-11-23

Other Names

• Carolyn Plotkin
• Carolyn Amy Plotkin
• Carolyn A Kretz
• Carolyn Plotkin Kretz