Fred Ben Seid

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2008 → Present
  Oppenheimer & Co. Inc.
  New York, NY

Previous Registrations

• 1999-02-05 → 2008-12-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY

Other Businesses

1.I AM GOING TO BE TRUSTEE OF THE FRED SEID REVOCABLE TRUST-HELD AT MY RESIDENCE. IT MANAGES MY PERSONAL INVESTMENTS-IT IS INVESTMENT RELATED. APPROXIMATELY ONE HOUR/MONTH WILL BE DEVOTED TO MY POSITION AS TRUSTEE. THE TRUST WILL BE FUNDED IN EARLY 2024. 2.I AM A MEMBER OF "OCEANIA P116 2023 LLC", A DORMANT CORPORATION I OWN WITH MY WIFE. THE LLC OWNS AN APARTMENT IN ARUBA. THE CORPORATION ADDRESS IS MY HOME ADDRESS IN NYC. WE USE THE APARTMENT PERSONALLY; IT IS NOT INVESTMENT RELATED. AN OUTSIDE MANAGEMENTCOMPANY MANAGES THE APARTMENT, SO I SPEND LESS THAN ONE HOUR.MONTH, NON-OF IT DURING BUSINESS HOURS, ON THE LLC. WE FORMED THE LLC WITH INTENT TO PURCHASE ON 3/30/23.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-04-21
• S63 Uniform Securities Agent State Law Examination
  1994-11-17

Designations

• Certified Financial Planner

Other Names

• Fred Seid