John Slattery

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 01/2018
  Morgan Stanley Private Bank, National Association
  New York, NY
• 01/2018 → 02/2026
  Jpmorgan Chase Bank, N.A.
  White Plains, NY
• 01/2018 → 02/2026
  Jpmorgan Securities, Llc.
  White Plains, NY
• 02/2026 → Present
  Wells Fargo Clearing Services, Llc
  New York City, NY

Previous Registrations

• 2018-01-26 → 2026-03-19
  J.P. Morgan Securities Llc
  White Plains, NY
  New Canaan, CT
• 2009-06-01 → 2018-01-29
  Morgan Stanley
  Greenwich, CT
  Greenwich, CT
• 2008-11-28 → 2009-06-01
  Citigroup Global Markets Inc.
  Greenwich, CT
• 2002-04-03 → 2008-12-08
  Ubs Financial Services Inc.
  Stamford, CT
  Stamford, CT
  Stamford, CT

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-12-19
• S63 Uniform Securities Agent State Law Examination
  1994-12-02

Other Names

• John Slattery
• John William Slattery