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Denise G Froehlich

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wayzata, MN

Naples, FL

Estero, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-02
MN RA APPROVED 2013-11-04
TX RA APPROVED_RES 1996-01-09
  • FL RA
    APPROVED
    Since 2023-05-02
  • MN RA
    APPROVED
    Since 2013-11-04
  • TX RA
    APPROVED_RES
    Since 1996-01-09

Branch Locations

315 Lake St E, Wayzata, MN 55391 • United States

9128 Strada Pl, Naples, FL 34108 • United States

Estero, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayzata MN 09/1994 Present
Bank Of America,Na Wayzata MN 11/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-09
S63 Uniform Securities Agent State Law Examination 1994-11-25
  • S65 Uniform Investment Adviser Law Examination
    1994-12-09
  • S63 Uniform Securities Agent State Law Examination
    1994-11-25
Other Names
  • Denise Georgina Froelich
  • Denise Froelich

View on SEC IAPD

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