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Thomas Andrew Graham

Janney Montgomery Scott LLC

Alexandria, VA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-11-05
VA RA APPROVED 2014-06-10
NJ RA APPROVED 2012-07-09
TX RA APPROVED_RES 2012-06-28
NC RA APPROVED 2012-06-25
CA RA APPROVED 2012-06-19
OH RA APPROVED 2012-06-19
DC RA APPROVED 2012-05-30
  • MD RA
    APPROVED
    Since 2021-11-05
  • VA RA
    APPROVED
    Since 2014-06-10
  • NJ RA
    APPROVED
    Since 2012-07-09
  • TX RA
    APPROVED_RES
    Since 2012-06-28
  • NC RA
    APPROVED
    Since 2012-06-25
  • CA RA
    APPROVED
    Since 2012-06-19
  • OH RA
    APPROVED
    Since 2012-06-19
  • DC RA
    APPROVED
    Since 2012-05-30

Branch Locations

1800 Diagonal Road Suite 550, Alexandria, VA 22314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Washington DC 05/2012 Present
Previous Registrations
Other Businesses

Rental Property, Bumpass, VA. Owner (01/2024). Not investment related, rental income, 1 hour/month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-25
S63 Uniform Securities Agent State Law Examination 1994-10-20
  • S65 Uniform Investment Adviser Law Examination
    1994-10-25
  • S63 Uniform Securities Agent State Law Examination
    1994-10-20

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · Alexandria, VA
INTEGRATED WEALTH CONCEPTS LLC · Alexandria, VA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Alexandria, VA
LPL FINANCIAL LLC · ALEXANDRIA, VA
EDWARD JONES · Alexandria, VA
THE EDGAR LOMAX COMPANY · ALEXANDRIA, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALEXANDRIA, VA
LPL FINANCIAL LLC · ALEXANDRIA, VA

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