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262 Chapman Road Suite 201-A, Newark, DE 19702 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-06-12 |
| DE | RA | APPROVED | 2017-08-17 |
| MD | RA | APPROVED | 2010-07-06 |
| NJ | RA | APPROVED | 2010-05-24 |
| PA | RA | APPROVED | 2010-05-20 |
Branch Locations
262 Chapman Road Suite 201-A, Newark, DE 19702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpl Asset Management And Planning | Wilmington | DE | 01/2008 | Present |
1. INDEPENDENT INSURANCE AGENT SELLING FIXED ANNUITIES / WILMINGTON, DE / APPROVED 2-28-03 2. Mr. LaRocca is owner of Root Em In Racing LLC. This is a horse breeding and racing company. Start date 08-01-2014 to Present. This business takes zero hours per month by Mr. LaRocca to operate during weekday securities trading hours. The trainer and farm owner operates all duties.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-30 |
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