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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED 2016-03-16
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2016-03-16
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

633 Third Avenue, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na. New York NY 06/2007 Present
J.P. Morgan Securities Llc New York NY 10/2012 Present
Previous Registrations
  • 2007-06-15 → 2012-10-01
    Chase Investment Services Corp.
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Staten Island, NY
    Brooklyn, NY
    Staten Island, NY
    Staten Island, NY
    Staten Island, NY
    Staten Island, NY
    Brooklyn, NY
    Brooklyn, NY
    Staten Island, NY
    Staten Island, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Staten Island, NY
    Mineola, NY
    Staten Island, NY
    Brooklyn, NY
    Staten Island, NY
    Staten Island, NY
    Staten Island, NY
    Brooklyn, NY
    Staten Island, NY
    Staten Island, NY
    Kew Gardens, NY
    Island Park, NY
    Brooklyn, NY
    Staten Island, NY
    Brooklyn, NY
    Staten Island, NY
    Staten Island, NY
    Brooklyn, NY
    Brooklyn, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-10
S63 Uniform Securities Agent State Law Examination 1994-12-27
  • S65 Uniform Investment Adviser Law Examination
    2007-07-10
  • S63 Uniform Securities Agent State Law Examination
    1994-12-27
Designations
Other Names
  • Garth Blaine Zaffino
  • Wilson Zaffino
  • Garth Blaine Zaffino

View on SEC IAPD

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