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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-16 |
| MN | RA | APPROVED | 2013-11-19 |
Branch Locations
350 N. Main Street Suite 106, Stillwater, MN 55082-7055 • United States
Hudson, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets | Stillwater | MN | 01/2009 | Present |
(1) HUDSON RAIDAIRE BOOSTER CLUB; ADDRESS: 1602 LAUREL AVE HUDSON, WI 54016; BUSINESS DESCRIPTION: BOOSTER CLUB FOR THE HUDSON HIGH SCHOOL DANCE TEAM; NOT INVESTMENT RELATED; START DATE: 07/01/2015; CAPACITY: BOARD OF DIRECTORS; DUTIES: TREASURER, PAYING INVOICES; HOURS DEVOTED PER WEEK: 5; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-11 |
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