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Current Employers
United Planners' Financial Services Of America A Limited Partner

7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2018-04-30
TX RA APPROVED 2018-04-28
  • LA RA
    APPROVED
    Since 2018-04-30
  • TX RA
    APPROVED
    Since 2018-04-28

Branch Locations

4408 Lilac Suite B, Victoria, TX 77901 • United States

7333 E Doubletree Ranch Rd Ste 120, Scottsdale, AZ 85258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H. Beck, Inc. Rockville MD 02/2010 04/2018
United Planners Financial Services Of America Scottsdale AZ 04/2018 Present
Dragonfly Ranch Cuero TX 04/2016 Present
Robert Mabe- Mabe Financial Groupo Victoria TX 12/1991 Present
Mabe Financial Group Victoria TX 01/2008 Present
C.T.T. Properties Victoria TX 03/2005 Present
Poa For My Dad Charlie Mabe Sr Victoria TX 05/2018 10/2021
  • 02/2010 → 04/2018
    H. Beck, Inc.
    Rockville, MD
  • 04/2018 → Present
    United Planners Financial Services Of America
    Scottsdale, AZ
  • 04/2016 → Present
    Dragonfly Ranch
    Cuero, TX
  • 12/1991 → Present
    Robert Mabe- Mabe Financial Groupo
    Victoria, TX
  • 01/2008 → Present
    Mabe Financial Group
    Victoria, TX
  • 03/2005 → Present
    C.T.T. Properties
    Victoria, TX
  • 05/2018 → 10/2021
    Poa For My Dad Charlie Mabe Sr
    Victoria, TX
Previous Registrations
  • 2010-02-02 → 2018-04-30
    Grove Point Investments, Llc
    Victoria, TX
    Rockville, MD
  • 2006-06-13 → 2010-02-02
    Woodbury Financial Services, Inc.
    Victoria, TX
    Victoria, TX
    Victoria, TX
Other Businesses

1.) DRAGONFLY RANCH - OWNER - BUY & SELL OF CATTLE - CUERO, TX SINCE 04/2016 NOT INVESTMENT RELATED 2.) ROBERT MABE/MABE FINANCIAL GROUP - AGENT - NON-VARIABLE INSURANCE - VICTORIA, TX - SINCE 12/1991 - INVESTMENT RELATED 3.) MABE FINANCIAL GROUP - OWNER - DBA NAME FOR MARKETING PURPOSES ONLY - VICTORIA, TX - SINCE 01/2008 - INVESTMENT RELATED 4.) C.T.T. PROPERTIES - PROPERTY MANAGER/OWNER - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - VICTORIA, TX - SINCE 03/2005 - INVESTMENT RELATED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-26
S63 Uniform Securities Agent State Law Examination 1994-12-16
  • S65 Uniform Investment Adviser Law Examination
    2006-05-26
  • S63 Uniform Securities Agent State Law Examination
    1994-12-16
Other Names
  • Robbie Mabe

View on SEC IAPD

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