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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-11-02
  • IL RA
    APPROVED
    Since 2018-11-02

Branch Locations

510 Lake Cook Road Suite 450, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Chicago IL 05/2007 05/2018
Raymond James & Associates, Inc Deerfield IL 05/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-01
S63 Uniform Securities Agent State Law Examination 1994-10-12
  • S65 Uniform Investment Adviser Law Examination
    2018-11-01
  • S63 Uniform Securities Agent State Law Examination
    1994-10-12

View on SEC IAPD

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