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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-11-17
  • CA RA
    APPROVED
    Since 2011-11-17

Branch Locations

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

901 Campisi Way, Suite 240, Campbell, CA 95008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Planmember Securities Corporation Carpinteria CA 11/2011 Present
Employee Benefits Services Group Campbell CA 10/2011 Present
Arbiter Sports Sam Jose CA 01/2022 Present
  • 11/2011 → Present
    Carpinteria, CA
  • 10/2011 → Present
    Employee Benefits Services Group
    Campbell, CA
  • 01/2022 → Present
    Arbiter Sports
    Sam Jose, CA
Previous Registrations
  • 2011-01-10 → 2011-10-14
    Td Ameritrade, Inc.
    Cupertino, CA
  • 2011-01-10 → 2011-10-14
    Td Ameritrade Investment Management, Llc
    Cupertino, CA
  • 2008-10-22 → 2009-10-13
    Oakland, CA
    Modesto, CA
Other Businesses

1) EMPLOYEE BENEFITS SERVICES GROUP / Daybright Financial - 901 Campisi Way, Suite 240, Campbell, CA 95008; START DATE 10/2011;INSURANCE PRODUCT SALES/SERVICES (LIFE, HEALTH, LTC, DISABILITY, FIAS); AGENT/REPRESENTATIVE; START DATE 10/2011;160HRS/MNTH; 160 HRS/MNTH DURING TRADING; IR. 2) Arbiter Sports; 3755 Thousand Oaks Drive San Jose CA 95136; start date 1/31/2022; Referee; Referee for high school and club softball and water polo games; 20 hrs/mo; 0 hrs/mo during trading; NIR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-21
S63 Uniform Securities Agent State Law Examination 1994-09-30
  • S66 Uniform Combined State Law Examination
    2008-10-21
  • S63 Uniform Securities Agent State Law Examination
    1994-09-30
Other Names
  • Jeff Grau

View on SEC IAPD

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