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Donald E. Flannery

Wells Fargo Clearing Services, LLC

West Des Moines, IA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-01-18
IA RA APPROVED 2008-12-04
  • TX RA
    APPROVED
    Since 2013-01-18
  • IA RA
    APPROVED
    Since 2008-12-04

Branch Locations

6400 Westown Pkwy Ste 115, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc West Des Moines IA 05/2009 11/2016
Wells Fargo Clearing Services, Llc West Des Moines IA 11/2016 Present
Previous Registrations
Other Businesses

RENTAL FARMLAND, INV RELATED, IOWA CITY, IA, 100% OWNERSHIP, START 3/1/2019, 5 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-11-15
S63 Uniform Securities Agent State Law Examination 1994-10-21
  • S65 Uniform Investment Adviser Law Examination
    1994-11-15
  • S63 Uniform Securities Agent State Law Examination
    1994-10-21
Other Names
  • Donald E Flannery
  • Donald Edwin Flannery

View on SEC IAPD

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CONOR J BOFFELI
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ANDREW JAY HIMELSON

Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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