Richard Dennis Laspaluto

Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2005 → Present
  Centaurus Financial, Inc.
  Orange, CA

Other Businesses

1. ESTATE PLANNING TEAM, NON-INVESTMENT RELATED, 45110 CLUB DRIVE, INDIAN WELLS, CA 92110, MARKETING DEFERRED SALES TRUST, MEMBER, SINCE 2/17/2017, DEVOTED TIME IS 5 HOURS. 2. LASPALUTO FINANCIAL PLANNERS, NON-INVESTMENT RELATED, 3320 N. BUFFALO DRIVE, SUITE #205, LAS VEGAS, NV 89129, DBA, BRANDING ONLY, OWNER, SINCE 4/24/2013. 3. VARIOUS COMPANIES, TRUST REFERRAL BUSINESS, SALES REP, SINCE 1/1/2005, 3320 N. BUFFALO DRIVE, SUITE #205, LAS VEGAS, NV 89129, SALE AND MAINTENANCE OF FIXED ANNUITIES, LIFE INSURANCE AND LONG TERM CARE, DEVOTED TIME IS 1 HR A MONTH, NON-INVESTMENT RELATED. 4. LASPALUTO FINANCIAL POSITION: Owner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2012 ADDRESS: 3320 N. Buffalo Drive, Suite #205, Las Vegas NV 89129, United States DESCRIPTION: selling fixed annuities and term insurance

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-16
• S63 Uniform Securities Agent State Law Examination
  1994-10-24

Other Names

• Rick Laspaluto