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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-06-29 |
| TX | RA | APPROVED_RES | 2026-06-03 |
Branch Locations
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
1201 Pacific Ave, Tacoma, WA 98402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Raleigh | NC | 09/2017 | Present |
| Wells Fargo Clearing Services | Raleigh | NC | 02/2021 | 06/2021 |
| Bank Of America - Us Trust | Florham Park | NJ | 06/2014 | 09/2017 |
| Wells Fargo Clearing Services | Raleigh | NC | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-08 |
| S65 | Uniform Investment Adviser Law Examination | 1995-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-21 |
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