James Scott Rose

Employer firm

Mercer Global Advisors Inc. CRD 147363

$84.4B regulatory AUM 87 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 01/2017
  J.P. Morgan Institutional Investments Inc.
  Minneapolis, MN
• 12/2014 → 12/2017
  Jpmorgan Investment Management Inc.
  Minneapolis, MN
• 01/2017 → 01/2018
  Foundation Source
  Fairfield, CT
• 01/2018 → 10/2021
  Goldman Sachs
  New York, NY
• 10/2021 → 03/2022
  Fisher Investments
  Camas, WA
• 01/2015 → 01/2017
  Jp Morgan
  New York, NY
• 03/2022 → 03/2023
  Fnex Capital
  Indianapolis, IN
• 04/2023 → 08/2025
  Sns Financial Group, Llc
  Minneapolis, MN
• 09/2025 → 04/2026
  Zacks Investment Management
  Chicago, IL
• 04/2026 → Present
  Mercer Global Advisors Inc.
  Maple Grove, MN

Previous Registrations

• 2025-09-23 → 2026-04-13
  Zacks Investment Management, Inc.
  Chicago, IL
  Maple Grove, MN
• 2023-04-12 → 2025-08-04
  Bluespring Wealth Management, Llc
  Austin, TX
• 2021-10-21 → 2022-03-14
  Fisher Investments
  Minneapolis, MN
  Plano, TX
• 2003-03-07 → 2007-08-17
  Allianz Global Investors Managed Accounts Llc
  Stamford, CT

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-09-30
• S63 Uniform Securities Agent State Law Examination
  1994-11-16

Other Names

• Scott Rose
• J. Scott Rose
• James Rose
• James Scott Rose