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2150 Post Road Suite 301, Fairfield, CT 06824 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-02-20 |
| PR | RA | APPROVED | 2023-10-17 |
Branch Locations
2700 N Military Trail Suite 400, Boca Raton, FL 33431 • United States
2150 Post Road Suite 301, Fairfield, CT 06824 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Palo Alto | CA | 02/2016 | Present |
| Herbert J. Sims Capital Management | Boca Raton | FL | 09/2023 | Present |
| Herbert J. Sims & Co. | Boca Raton | FL | 09/2023 | Present |
Karen Degro is an investment adviser representative of HJ Sims Capital Management ("HJSCM"), a SEC registered investment advisor and wholly owned subsidiary of HJ Sims Co., Inc. HJSCM primarily provides customized investment management services to high-net-worth individuals and associated trusts, estates, pension and profit-sharing plans, and other legal entities. Karen Degro began her association with HJSCM in September 2023 and devotes approximately 80% of her time to HJSCM.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-29 |
| S66 | Uniform Combined State Law Examination | 2006-01-11 |
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