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Melissa Lee Lacey

Mma Securities LLC

San Diego, CA

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Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-09-27
  • CA RA
    APPROVED
    Since 2021-09-27

Branch Locations

9171 Towne Centre Drive Suite 100, San Diego, CA 92122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pentegra Services, Inc. White Plains NY 01/2015 12/2017
Pentegra Distributors Inc. Shelton CT 02/2015 12/2017
Pentegra Investors,Inc. White Plains NY 02/2015 12/2017
Lockton Companies, Llc Los Angles CA 12/2017 09/2021
Lockton Financial Advisors, Llc Los Angles CA 12/2017 09/2021
Lockton Investment Advisors Los Angles CA 12/2017 09/2021
Mma San Diego CA 09/2021 Present
Mma Securities Llc San Diego CA 09/2021 Present
  • 01/2015 → 12/2017
    Pentegra Services, Inc.
    White Plains, NY
  • 02/2015 → 12/2017
    Pentegra Distributors Inc.
    Shelton, CT
  • 02/2015 → 12/2017
    Pentegra Investors,Inc.
    White Plains, NY
  • 12/2017 → 09/2021
    Lockton Companies, Llc
    Los Angles, CA
  • 12/2017 → 09/2021
    Lockton Financial Advisors, Llc
    Los Angles, CA
  • 12/2017 → 09/2021
    Lockton Investment Advisors
    Los Angles, CA
  • 09/2021 → Present
    Mma
    San Diego, CA
  • 09/2021 → Present
    San Diego, CA
Previous Registrations
Other Businesses

1. Name of business: Melissa Lee Lacey; Business is not investment related; Address: Carlsbad, CA 92009; Nature of Business: Self employed, providing administrative and bookkeeping support to small telecom companies; Start date 2020; Approximately 10 hours a month on weekends ; Zero hours devoted during securities trading hours; Duties: Consulting/Admin 2.Rental Property; Investment related; Carlsbad, CA 92011; Rental Property; Co-Owner (Melissa & John Lacey Owners); Start DateNov 15, 2021; devotes 1-2 hours per month not during securities trading hours; Co-Owner of a rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-11
S63 Uniform Securities Agent State Law Examination 1994-10-13
  • S66 Uniform Combined State Law Examination
    2011-02-11
  • S63 Uniform Securities Agent State Law Examination
    1994-10-13
Other Names
  • Melissa Lee Sennatt
  • Melissa Lee Lacey
  • Melissa Lee Webb

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