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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-09-27 |
Branch Locations
9171 Towne Centre Drive Suite 100, San Diego, CA 92122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pentegra Services, Inc. | White Plains | NY | 01/2015 | 12/2017 |
| Pentegra Distributors Inc. | Shelton | CT | 02/2015 | 12/2017 |
| Pentegra Investors,Inc. | White Plains | NY | 02/2015 | 12/2017 |
| Lockton Companies, Llc | Los Angles | CA | 12/2017 | 09/2021 |
| Lockton Financial Advisors, Llc | Los Angles | CA | 12/2017 | 09/2021 |
| Lockton Investment Advisors | Los Angles | CA | 12/2017 | 09/2021 |
| Mma | San Diego | CA | 09/2021 | Present |
| Mma Securities Llc | San Diego | CA | 09/2021 | Present |
1. Name of business: Melissa Lee Lacey; Business is not investment related; Address: Carlsbad, CA 92009; Nature of Business: Self employed, providing administrative and bookkeeping support to small telecom companies; Start date 2020; Approximately 10 hours a month on weekends ; Zero hours devoted during securities trading hours; Duties: Consulting/Admin 2.Rental Property; Investment related; Carlsbad, CA 92011; Rental Property; Co-Owner (Melissa & John Lacey Owners); Start DateNov 15, 2021; devotes 1-2 hours per month not during securities trading hours; Co-Owner of a rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-13 |
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