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Stephen C Tarin

Ameriprise Financial Services, LLC

El Segundo, CA

El Segundo, CA

Camarillo, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-01
CA RA APPROVED 2008-08-21
  • TX RA
    APPROVED_RES
    Since 2024-12-01
  • CA RA
    APPROVED
    Since 2008-08-21

Branch Locations

2301 Rosecrans Ave Ste 4195, El Segundo, CA 90245 • United States

225 California St, El Segundo, CA 90245-4310 • United States

Camarillo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. El Segundo CA 07/2006 03/2020
Ameriprise Financial Services, Llc El Segundo CA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; J Street #A, , Chula Vista, CA, 91910; Not Investment-Related; 10/02/2019.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-05-25
S63 Uniform Securities Agent State Law Examination 2005-11-28
  • S65 Uniform Investment Adviser Law Examination
    2007-05-25
  • S63 Uniform Securities Agent State Law Examination
    2005-11-28
Other Names
  • Stephen C Tarin
  • Stephen C Tarin

View on SEC IAPD

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