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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-12-11 |
Branch Locations
142 West 57Th Street 12Th Fl, New York, NY 10019 • United States
225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Century City | CA | 04/2011 | 12/2017 |
| Raymond James & Associates | Los Angeles | CA | 12/2017 | 12/2020 |
| Wedbush Securities Inc. | Los Angeles | CA | 12/2020 | Present |
| Onward Advisors | Los Angeles | CA | 10/2023 | 09/2025 |
| Wedbush & Co., Llc | Los Angeles | CA | 06/2025 | Present |
The Larchmont Chronicle; Not Investment Related; Los Angeles, CA; Newspaper; Co-Owner; Start: 01/2025; Approx: 5 hours weekly, none during business hours; Duties: Assist with administrative tasks.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-09 |
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