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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-03 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
21650 Oxnard Street Suite 1800, Woodland Hills, CA 91367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc | Woodland Hills | CA | 03/2008 | Present |
| Morgan Stanley Smith Barney | Woodland Hills | CA | 06/2009 | Present |
*428311 - Trust; Investment related - Yes; Burbank, California; Successor Trustee; 03/2021; During business hours: 0; After business hours: 1;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-29 |
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