Robert John Worrell

Employer firm

Worrell Advisory Services CRD 285888

$6.28M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 03/2017
  Sowell Financial Services, Llc
  Branford, CT
• 12/2016 → Present
  Worrell Advisory Services, Llc
  Branford, CT

Previous Registrations

• 2016-06-10 → 2018-02-12
  Sowell Management
  Branford, CT
  North Little Rock, AR
• 2016-05-23 → 2016-06-08
  Source Capital Group, Inc.
  Branford, CT
  Westport, CT
• 2016-01-27 → 2016-03-03
  Securities America Advisors, Inc.
  Brandford, CT
• 2014-04-23 → 2016-02-17
  Investors Capital Corp.
  Lynnfield, MA
  Brandford, CT
• 1998-10-06 → 2014-05-01
  Lpl Financial Llc
  Branford, CT
  Branford, CT

Other Businesses

(1) 1998-Present: Insurance agent/Insurance related/Branford, CT/Independent insurance agent/Offer insurance products and services via unaffiliated issuers and agencies/Involves 10% time each month, including during traditional business hours.//(2) 2000-Present: Member of St. Clare Church Finance Council/Not investment related/East Haven CT/No access to financial accounts/Less than 1% per month; typically after business hours/No compensation//Help priest with budgeting and other financial issues.//

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-03-24
• S65 Uniform Investment Adviser Law Examination
  1997-02-05

Other Names

• Robert John Worrell