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Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-05-07
CO RA APPROVED 2025-10-29
DE RA APPROVED 2021-02-03
FL RA APPROVED 2019-12-12
NJ RA APPROVED 2019-12-12
NM RA APPROVED 2019-12-12
PA RA APPROVED 2019-12-12
  • WA RA
    APPROVED
    Since 2026-05-07
  • CO RA
    APPROVED
    Since 2025-10-29
  • DE RA
    APPROVED
    Since 2021-02-03
  • FL RA
    APPROVED
    Since 2019-12-12
  • NJ RA
    APPROVED
    Since 2019-12-12
  • NM RA
    APPROVED
    Since 2019-12-12
  • PA RA
    APPROVED
    Since 2019-12-12

Branch Locations

2001 Lincoln Drive West Suite A, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Marlton NJ 06/2009 10/2017
Summit Brokerage Services, Inc. Marlton NJ 10/2017 09/2019
Cetera Investment Advisers Llc Marlton NJ 10/2017 12/2019
Cetera Advisor Networks Llc Marlton NJ 09/2019 12/2019
Centaurus Financial Inc. Anaheim CA 12/2019 Present
  • 06/2009 → 10/2017
    Stifel Nicolaus & Co Inc
    Marlton, NJ
  • 10/2017 → 09/2019
    Summit Brokerage Services, Inc.
    Marlton, NJ
  • 10/2017 → 12/2019
    Marlton, NJ
  • 09/2019 → 12/2019
    Cetera Advisor Networks Llc
    Marlton, NJ
  • 12/2019 → Present
    Anaheim, CA
Previous Registrations
Other Businesses

DRN FINANCIAL SOLUTIONS, L.L.C POSITION: Owner NATURE: LLC for branding purposes only. INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 35 START DATE: 09/01/2017 ADDRESS: 2001 Lincoln Drive West, Suite A, Marlton NJ 08053, United States DESCRIPTION: LLC for branding purposes only.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-03
S65 Uniform Investment Adviser Law Examination 1997-07-10
S63 Uniform Securities Agent State Law Examination 1994-11-16
  • S66 Uniform Combined State Law Examination
    2005-09-03
  • S65 Uniform Investment Adviser Law Examination
    1997-07-10
  • S63 Uniform Securities Agent State Law Examination
    1994-11-16

View on SEC IAPD

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