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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-04-13
  • NV RA
    APPROVED
    Since 2026-04-13

Branch Locations

1700 South Pavilion Center Drive Suite 320, Las Vegas, NV 89135 • United States

Henderson, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Las Vegas NV 03/2026 Present
Massmutual Life Insurance Company Las Vegas NV 03/2026 Present
Ubs Asset Management Shanghai 11/2018 06/2024
Chongyang International Asset Management Central 05/2015 11/2018
Extended Travel Henderson NV 07/2024 03/2026
  • 03/2026 → Present
    Las Vegas, NV
  • 03/2026 → Present
    Massmutual Life Insurance Company
    Las Vegas, NV
  • 11/2018 → 06/2024
    Ubs Asset Management
    Shanghai
  • 05/2015 → 11/2018
    Chongyang International Asset Management
    Central
  • 07/2024 → 03/2026
    Extended Travel
    Henderson, NV
Other Businesses

NAME: RAYMOND YIN INV REL: Y ADD: 1700 S PAVILION CENTER DRIVE SUITE 320 LAS VEGAS NV 89135 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 03/10/2026 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: LIFE, DI, LTC, FIXED ANNUITIES, HEALTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-27
S63 Uniform Securities Agent State Law Examination 1995-09-08
  • S66 Uniform Combined State Law Examination
    2026-02-27
  • S63 Uniform Securities Agent State Law Examination
    1995-09-08
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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