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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
| FL | RA | APPROVED | 2020-10-28 |
| CA | RA | APPROVED | 2011-03-11 |
| TX | RA | APPROVED | 2011-03-10 |
Branch Locations
299 Park Avenue 8Th, 9Th, & 11Th Floors, New York, NY 10171 • United States
Saint Augustine, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York | NY | 03/2011 | Present |
1)QIVANA / 16 MARYANNE AVE PORT JEFFERSON STATION,NY 11776 / SALES/ START DATE 8/18/2014 2)NAME OF OTHER BUSINESS: Prestige World Wide Land Holdings LLC / INVESTMENT RELATED?: n/ ADDRESS: 8225 Hall Lane/ NATURE OF THE BUSINESS: opened LLC to purchase property in the future - no land holdings as of yet - purpose of property will be mainly recreational but land in florida sometimes has timber farming that is leased out to companies to farm for industrial purposes - paper, furniture etc / POSITION: Proprietor / owner / DUTIES: managing member of LLC purpose of which is to buy land under LLC for recreational purposes/ START DATE: 10/31/22 / HOURS DEVOTED TO BUSINESS: _________
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-13 |
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