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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-01 |
Branch Locations
7021 Kewanee Avenue Suite, 6-103, Lubbock, TX 79424 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfg Investments, Inc. | Lubbock | TX | 02/2012 | 08/2017 |
| National Securities Corp | Lubbock | TX | 08/2017 | 07/2022 |
| B. Riley Wealth Management | Lubbock | TX | 07/2022 | 03/2025 |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | 03/2025 |
| Lpl Financial Llc | Lubbock | TX | 03/2025 | Present |
1- 03/2025 / Airbnb / Real Estate Rental / Investment Related / Lubbock, Texas / Start date: 01/01/2023 2- 03/2025 / WTI LUBBOCK LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Lubbock, Texas / Start date: 01/01/2022 3- 03/2025 / Family Farm / Farm / Not Investment Related / Lubbock, Texas / Start date: 06/01/1985 4- 03/2025 / RODAN AND FIELDS / Business Owner / Not Investment Related / Lubbock, Texas / Start date: 01/01/2016 5- 03/2025 / West Texas Investments / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-09-06 |
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