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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2024-10-09 |
| TN | RA | APPROVED | 2020-01-09 |
Branch Locations
6075 Poplar Ave Ste 650 [Tv-Rbo], Memphis, TN 38119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaa Financial Advisors, Inc | San Antonio | TX | 04/2012 | 03/2017 |
| Usaa Financial Planning Services | San Antonio | TX | 04/2012 | 03/2017 |
| Finra | Chicago | IL | 11/2000 | Present |
| Wells Fargo Clearing Services, Llc | San Antonio | TX | 03/2017 | Present |
FINRA; NOT INVESTMENT RELATED, CHICAGO, IL, NON-PUBLIC ARBITRATOR; START 11/13/2000; 1 HOUR PER MONTH; 0 HOURS DEVOTED DURING SECURITIES TRADING HOURS; SUPPORT THE INDUSTRY-SPONSORED DISPUTE RESOLUTION PROCESS. EXECUTOR FOR FATHER; INV RELATED; SEGUIN, TX; START: 3/1/18; 4 HRS/MO; 0 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-26 |
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