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Willard Prather Varnum

Wells Fargo Clearing Services, LLC

Raleigh, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-10-01
TX RA APPROVED_RES 2024-09-11
  • NC RA
    APPROVED
    Since 2024-10-01
  • TX RA
    APPROVED_RES
    Since 2024-09-11

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 07/1995 09/2024
Wells Fargo Clearing Services, Llc Raleigh NC 09/2024 Present
Morgan Stanley Private Bank, N.A New York NY 06/2022 Present
  • 07/1995 → 09/2024
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 09/2024 → Present
    Wells Fargo Clearing Services, Llc
    Raleigh, NC
  • 06/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2009-06-01 → 2024-09-23
    Morgan Stanley
    Raleigh, NC
    Raleigh, NC
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Raleigh, NC
  • 2001-12-31 → 2007-04-02
    Morgan Stanley Dw Inc.
    Raleigh, NC
    Raleigh, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-04-06
S63 Uniform Securities Agent State Law Examination 1994-10-31
  • S65 Uniform Investment Adviser Law Examination
    1995-04-06
  • S63 Uniform Securities Agent State Law Examination
    1994-10-31
Designations
Other Names
  • Willard P Varnum

View on SEC IAPD

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