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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-06 |
Branch Locations
75 N. Fair Oaks Ave Suite 400, Pasadena, CA 91103 • United States
28641 Marguerite Parkway, Mission Viejo, CA 92692 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Newport Beach | CA | 04/2008 | 05/2023 |
| Wells Fargo Advisors Llc | Newport Beach | CA | 12/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Newport Beach | CA | 11/2016 | 05/2023 |
| First Citizens Bank | Mission Viejo | CA | 05/2023 | Present |
| First Citizens Investor Services | Raleigh | NC | 05/2023 | Present |
HIEX CANNERY ROW LLC POSITION: Partner NATURE: Personal/Family Business (DBA, Family Farm, LLC, LLP, Sole Proprietorship, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 443 Wave Street, Monterey CA 93940, United States DESCRIPTION: The business is a hotel, Holiday Inn Express, in Monterey, California. I have a 5 percent interest in the partnership.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-12 |
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