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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-01-12 |
| TX | RA | APPROVED | 2023-01-12 |
Branch Locations
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Needham & Company, Inc. | New York | NY | 11/1997 | 03/2018 |
| Jpmorgan Chase Bank, Na. | New York | NY | 03/2018 | Present |
| J.P. Morgan Securities Llc | New York | NY | 03/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-26 |
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