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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
| FL | RA | APPROVED | 2020-12-11 |
| NJ | RA | APPROVED | 2016-12-12 |
Branch Locations
85 Broad Street 25Th Floor,26Th Floor, New York, NY 10004 • United States
Highlands, NJ • United States
110 East Atlantic Avenue, Delray Beach, FL 33432 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Boca Raton | FL | 01/2008 | Present |
SW1 LLC, PARTNER. 115 CENTRAL PARK WEST, APT 3F. NEW YORK, NY . ENTERPRISE SOFTWARE. PRIVATE. DEVOTE 0 HOURS. 2015 HORAN FAMILY TRUST AGREEMENT. A PRIVATE TRUST TO OVERSEE CONSERVATIVE INVESTMENTS OF MOTHER'S ASSETS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-08-20 |
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