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3590 Sacramento Dr. Ste 140, San Luis Obispo, CA 93401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-05-28 |
Branch Locations
3590 Sacramento Drive Suite 140, San Luis Obispo, CA 93401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Formerly: Linsco/Private Ledger) | San Luis Obispo | CA | 10/2005 | Present |
1. 10/25/2005 - REAL ESTATE PARTNERSHIP (GENERAL PARTNER)- Real Estate Rental - Investment Related 2. 10/25/2005 - Lewis Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 3. 04/03/2024 - Lewis Financial - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 02/05/2024 - 80 Hours Per Month/ 40 Hours During Trading - I provide investment advisory services through Lewis Financial, an independent investment advisor firm. I started this business activity in 2/2024. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-09-30 |
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