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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-07-15
  • NV RA
    APPROVED
    Since 2026-07-15

Branch Locations

3883 Howard Hughes Pkwy Ste 700, Las Vegas, NV 89169 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Co Milwuakee WI 08/2005 Present
Northwestern Mutual Investment Services, Llc. Las Vegas NV 05/2014 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 08/2005 → Present
    Northwestern Mutual Life Insurance Co
    Milwuakee, WI
  • 05/2014 → Present
    Las Vegas, NV
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 25%OWNER, CJ'S BEER AND WINE, LLC, 426 CHESHAM DRIVE, KERNERSVILLE, , NORTH CAROLINA, 27284, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 12/02/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INITIAL INVESTMENT.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-05-14
  • S63 Uniform Securities Agent State Law Examination
    2007-05-14
Designations

View on SEC IAPD

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