James Edward Wolf

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → Present
  Lpl Financial
  New Richmond, WI

Previous Registrations

• 2003-06-03 → 2009-07-17
  Ameriprise Financial Services, Llc
  River Falls, WI
  River Falls, WI

Other Businesses

1. 10/26/2022 - Wolf Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/24/2022 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-11-27

Other Names

• Jim Edward Wolf