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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-09 |
| CO | RA | APPROVED | 2024-12-08 |
| TX | RA | APPROVED | 2024-12-08 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
8241 S. Continental Divide Road, Littleton, CO 80127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | 11/2021 |
| Cedrus Llc | Littleton | CO | 11/2021 | 12/2024 |
| Srs Capital Advisors, Llc | Denver | CO | 12/2024 | Present |
1. APPOINTED TO SELL OUTSIDE EQUITABLE NETWORK INSURANCE BUSINESS. 2. UNUM; FIXED INSURANCE. START DATE 12/9/2019. APPROX $5,000 YEARLY COMPENSATION. 3. SIMON DAVIS BROKERAGE SERVICES; GENERAL AGENCY FOR ACCIDENT, CATASTROPHIC ILLNESS, TERM LIFE; START DATE 4/19/2021; APPROX. $2,000 YEAR COMPENSATION. 4. BED ROCK ENTERPRISES, LLC, PROPERTY RENTAL OWNER, 3329 EAST BAYAUD AVE, #1215A, DENVER, CO 80209; START DATE 4/1/2021; APPROX. 2 HRS PER MONTH, NO COMPENSATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-01 |
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