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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-06-12 |
| WA | RA | APPROVED | 2003-05-12 |
Branch Locations
33801 1St Way S Ste 371, Federal Way, WA 98003 • United States
Black Diamond, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Federal Way | WA | 05/2003 | Present |
(1) 10/20/2003: BRYAN GORMLEY - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - IVN REL - AT REPORTED BUSINESS LOCATION(S)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-08 |
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