Best Investors Account Sign in

Bryan Lemoine Gormley

LPl Financial LLC

Federal Way, WA

Black Diamond, WA

CRD 2535259

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-06-12
WA RA APPROVED 2003-05-12
  • TX RA
    APPROVED_RES
    Since 2019-06-12
  • WA RA
    APPROVED
    Since 2003-05-12

Branch Locations

33801 1St Way S Ste 371, Federal Way, WA 98003 • United States

Black Diamond, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Federal Way WA 05/2003 Present
Previous Registrations
  • 1998-04-30 → 2003-11-10
    Shelgren Financial Group, Inc.
    Renton, WA
Other Businesses

(1) 10/20/2003: BRYAN GORMLEY - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - IVN REL - AT REPORTED BUSINESS LOCATION(S)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-31
S63 Uniform Securities Agent State Law Examination 1994-09-08
  • S65 Uniform Investment Adviser Law Examination
    1997-12-31
  • S63 Uniform Securities Agent State Law Examination
    1994-09-08

View on SEC IAPD

Nearby Firms

OSAIC WEALTH, INC.
EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Nearby Investors

HAL LETTICE
BRETT HOWARD HULSE
MICHAEL SCOTT ESBENSHADE

Nearby Offices

OSAIC WEALTH, INC. · FEDERAL WAY, WA
OSAIC WEALTH, INC. · FEDERAL WAY, WA
LPL FINANCIAL LLC · FEDERAL WAY, WA

More in Federal Way, WA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor