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Denise Elaine Iarrobino

LPl Financial LLC

Westborough, MA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-01-02
  • MA RA
    APPROVED
    Since 2024-01-02

Branch Locations

1500 W Park Dr Ste 100, Westborough, MA 01581-4000 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments Westborough MA 10/2014 11/2017
Sagepoint Financial, Inc. Westborough MA 11/2017 09/2023
Osaic Wealth, Inc. Westborough MA 09/2023 12/2023
Legacy Financial Advisors Westborough MA 12/2023 Present
Lpl Financial Westborough MA 12/2023 Present
  • 10/2014 → 11/2017
    Sii Investments
    Westborough, MA
  • 11/2017 → 09/2023
    Sagepoint Financial, Inc.
    Westborough, MA
  • 09/2023 → 12/2023
    Osaic Wealth, Inc.
    Westborough, MA
  • 12/2023 → Present
    Legacy Financial Advisors
    Westborough, MA
  • 12/2023 → Present
    Lpl Financial
    Westborough, MA
Previous Registrations
  • 2023-09-01 → 2023-12-13
    Osaic Wealth, Inc.
    Westborough, MA
  • 2017-12-05 → 2023-09-01
    Osaic Services, Inc.
    Westborough, MA
  • 2014-11-03 → 2017-11-28
    Sii Investments, Inc.
    Westborough, MA
  • 2010-06-16 → 2013-12-24
    Ubs Financial Services Inc.
    Portland, ME
    Weehawken, NJ
    Bangor, ME
Other Businesses

1) 11/2023 - Legacy Financial Advisors - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-25
  • S66 Uniform Combined State Law Examination
    2010-05-25
Other Names
  • Dee Elaine Iarrobino

View on SEC IAPD

Other Firms

GRIMES & COMPANY
MORGAN STANLEY
NEWEDGE ADVISORS
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
COMMONWEALTH FINANCIAL NETWORK
EAGLE STRATEGIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CADENCE WEALTH MANAGEMENT LLC

Other Investors

MICHAEL ROBERT MAGUIRE
BENJAMIN BROWNING WALLACE
DAVID LUKE BARLOW
JOSEPH JOHN BENOIT
LAURIE DENISE LITTLEFIELD
EMILY GRIMES WOOD
ADAM ROBERT JACOBS
KEVIN TIMOTHY GRIMES

Other Offices

GRIMES & COMPANY · WESTBOROUGH, MA
MORGAN STANLEY · Westborough, MA
NEWEDGE ADVISORS · Westborough, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTBOROUGH, MA
COMMONWEALTH FINANCIAL NETWORK · Westborough, MA
EAGLE STRATEGIES LLC · WESTBOROUGH, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Westborough, MA
CADENCE WEALTH MANAGEMENT LLC · WESTBOROUGH, MA

More in Westborough, MA

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