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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-23
TX RA APPROVED 2009-06-02
  • MN RA
    APPROVED
    Since 2013-11-23
  • TX RA
    APPROVED
    Since 2009-06-02

Branch Locations

230 W Superior St Ste 436, Duluth, MN 55802 • United States

227 W 1St St Ste 900, Duluth, MN 55802 • United States

Hermantown, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Cloquet MN 06/2009 03/2020
Ameriprise Financial Services, Llc Duluth MN 03/2020 Present
Previous Registrations
Other Businesses

Outside Employment; Community Education; Teacher -; Non Financial Education teacher; Duluth, Superior, ,; Not Investment-Related; 01/01/2016; 1 to 9 hours per month; 0 during trading hours / Public speaking; speaker -; Paid to do public speaking about life experiences prior travel unrelated to finance.; 4878 oak ridge drive Hermantown MN 44811, ,; Not Investment-Related; 09/18/2017; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-21
  • S66 Uniform Combined State Law Examination
    2005-11-21
Designations

View on SEC IAPD

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