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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

535 Fifth Avenue 13Th Floor, New York, NY 10017 • United States

Lakewood, NJ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Park Avenue Securities New York NY 03/2007 Present
Guardian Life Insurance Company Of America New York NY 07/1997 Present
Guardian Life Insurance Company Lakewood NJ 06/2024 Present
Park Avenue Securities Lakewood NJ 06/2024 Present
  • 03/2007 → Present
    Park Avenue Securities
    New York, NY
  • 07/1997 → Present
    Guardian Life Insurance Company Of America
    New York, NY
  • 06/2024 → Present
    Guardian Life Insurance Company
    Lakewood, NJ
  • 06/2024 → Present
    Park Avenue Securities
    Lakewood, NJ
Other Businesses

1. Selling non-guardian insurance products-Selling non-Guardian fixed insurance products, Start: 03/01/1993, Address: 5 Gwen Lane; Monsey, NY 10952, 5 non bus hrs per month, Investment related, 2.) Kingswood A Condominium Association- Treasurer, Start: 09/01/2022, Address: 20 Kingswood A WPB, FL 33417, 3 total hours per month 0 during securities trading hours, Not Investment related, No annual compensation,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-11-17
  • S63 Uniform Securities Agent State Law Examination
    1994-11-17

View on SEC IAPD

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