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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2021-12-23 |
Branch Locations
6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
16577 Boones Ferry Rd., Ste 200, Lake Oswego, OR 97035 • United States
424 Ne Kearney Ave, Bend, OR 97701 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allstate Insurance Co | Gresham | OR | 05/2006 | 12/2021 |
| Liz Smith & Associates, Inc. | Redmond | OR | 03/2007 | Present |
| American Heritage | Eugene | OR | 11/2011 | 09/2020 |
| Planmember Securities Corporation | Carpinteria | CA | 12/2021 | Present |
| United Financial Northwest | Lake Oswego | OR | 12/2021 | Present |
| Cornerstone Financial Planning Group Llc | Bend | OR | 01/2022 | Present |
| Nutri | Redmond | OR | 03/2022 | 08/2023 |
1) United Financial Northwest-16577 Sw Boones Ferry Rd. , Ste 200, Lake Oswego, OR 97035; Investment related; Financial, securities and insurance sales & svcs; Financial Advisor; Start date 12/2021; 160 hrs/mnth & during trading. 2) Liz Smith & Associates, Inc-951 Trail Creek Dr, Redmond, OR 97756; Investment related; Financial & insurance sales & svcs; President; Start date 3/2007; 160+ hrs/mnth & during trading. 3)Cornerstone Financial Planning Group LLC; 242 NE Kearney Ave Bend OR 97701; Start Date 1/5/2022; professional representative; securities and insurance; 160 hrs/mo; 126 hrs/mo during trading; IR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-07 |
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