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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2021-12-23
  • OR RA
    APPROVED
    Since 2021-12-23

Branch Locations

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

16577 Boones Ferry Rd., Ste 200, Lake Oswego, OR 97035 • United States

424 Ne Kearney Ave, Bend, OR 97701 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Allstate Insurance Co Gresham OR 05/2006 12/2021
Liz Smith & Associates, Inc. Redmond OR 03/2007 Present
American Heritage Eugene OR 11/2011 09/2020
Planmember Securities Corporation Carpinteria CA 12/2021 Present
United Financial Northwest Lake Oswego OR 12/2021 Present
Cornerstone Financial Planning Group Llc Bend OR 01/2022 Present
Nutri Redmond OR 03/2022 08/2023
  • 05/2006 → 12/2021
    Allstate Insurance Co
    Gresham, OR
  • 03/2007 → Present
    Liz Smith & Associates, Inc.
    Redmond, OR
  • 11/2011 → 09/2020
    American Heritage
    Eugene, OR
  • 12/2021 → Present
    Carpinteria, CA
  • 12/2021 → Present
    United Financial Northwest
    Lake Oswego, OR
  • 01/2022 → Present
    Cornerstone Financial Planning Group Llc
    Bend, OR
  • 03/2022 → 08/2023
    Nutri
    Redmond, OR
Previous Registrations
  • 2013-06-10 → 2021-12-31
    Eugene, OR
    Bend, OR
  • 2006-03-07 → 2006-05-10
    Cuna Brokerage Services, Inc.
    Beaverton, OR
    Portland, OR
    Tigard, OR
    Beaverton, OR
Other Businesses

1) United Financial Northwest-16577 Sw Boones Ferry Rd. , Ste 200, Lake Oswego, OR 97035; Investment related; Financial, securities and insurance sales & svcs; Financial Advisor; Start date 12/2021; 160 hrs/mnth & during trading. 2) Liz Smith & Associates, Inc-951 Trail Creek Dr, Redmond, OR 97756; Investment related; Financial & insurance sales & svcs; President; Start date 3/2007; 160+ hrs/mnth & during trading. 3)Cornerstone Financial Planning Group LLC; 242 NE Kearney Ave Bend OR 97701; Start Date 1/5/2022; professional representative; securities and insurance; 160 hrs/mo; 126 hrs/mo during trading; IR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-26
S63 Uniform Securities Agent State Law Examination 1995-04-07
  • S66 Uniform Combined State Law Examination
    2006-01-26
  • S63 Uniform Securities Agent State Law Examination
    1995-04-07
Other Names
  • Elizabeth Ellen Horton
  • Liz Smith

View on SEC IAPD

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