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Brian Lee Vestal

Ria Advisory Group, LLC

Des Moines, IA

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Current Employers
Ria Advisory Group, Llc

500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-04-05
IA RA APPROVED 2010-02-10
  • TX RA
    APPROVED
    Since 2013-04-05
  • IA RA
    APPROVED
    Since 2010-02-10

Branch Locations

500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Iea Wealth Management Llc (152566) Ankeny IA 01/2010 Present
Iea Wealth Management, Llc, Dba Riea (152566) Ankeny IA 09/2010 Present
Iea Wealth Management, Llc Ankeny IA 07/2005 Present
Advisor Back Office Technologies, Llc Des Moines IA 03/2015 Present
  • 01/2010 → Present
    Iea Wealth Management Llc (152566)
    Ankeny, IA
  • 09/2010 → Present
    Iea Wealth Management, Llc, Dba Riea (152566)
    Ankeny, IA
  • 07/2005 → Present
    Iea Wealth Management, Llc
    Ankeny, IA
  • 03/2015 → Present
    Advisor Back Office Technologies, Llc
    Des Moines, IA
Previous Registrations
Other Businesses

20% OWNER OF BROKERSTREET INSURANCE SERVICES-NON-VARIABLE INSURANCE- TIME SPENT:5% INCOME:$5,000 ANKENY, IA

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-09-28
  • S63 Uniform Securities Agent State Law Examination
    1994-09-28

View on SEC IAPD

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Kathryn Leeper Hooper
ROGER ROBERT RUDEN
Christian Harrison Rogers
ARRON STEVEN CRAMER
RICHARD STEVENS YODER
AARON PLASKAS
CHRISTOPHER E JANDA
Penny Sue Hein

Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

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