Brian Lee Vestal

Employer firm

Ria Advisory Group, LLC CRD 152566

$568M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → Present
  Iea Wealth Management Llc (152566)
  Ankeny, IA
• 09/2010 → Present
  Iea Wealth Management, Llc, Dba Riea (152566)
  Ankeny, IA
• 07/2005 → Present
  Iea Wealth Management, Llc
  Ankeny, IA
• 03/2015 → Present
  Advisor Back Office Technologies, Llc
  Des Moines, IA

Previous Registrations

• 2016-03-23 → 2016-12-31
  Advisor Back Office Technologies, Llc
  Des Moines, IA
• 2008-10-03 → 2010-04-23
  Cambridge Investment Research Advisors, Inc.
  Ankeny, IA
• 2003-03-04 → 2008-10-06
  Lpl Financial Llc
  Ankeny, IA
  Cannon Falls, MN
  Danville, IA

Other Businesses

20% OWNER OF BROKERSTREET INSURANCE SERVICES-NON-VARIABLE INSURANCE- TIME SPENT:5% INCOME:$5,000 ANKENY, IA

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-09-28