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Katherine Eileen Woods

Morgan Stanley

Albuquerque, NM

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2017-09-27
TX RA APPROVED_RES 2017-09-27
  • NM RA
    APPROVED
    Since 2017-09-27
  • TX RA
    APPROVED_RES
    Since 2017-09-27

Branch Locations

6565 Americas Parkway Suite 400, Albuquerque, NM 87110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Holladay UT 06/2014 Present
Previous Registrations
  • 2014-07-08 → 2017-04-05
    Holladay, UT
  • 2009-06-01 → 2013-06-27
    Albuquerque, NM
  • 2009-01-05 → 2009-06-01
    Morgan Stanley & Co. Llc
    Albuquerque, NM
Other Businesses

*424684 - Blue Sky Dental; Investment related - No; Albuquerque, New Mexico; Hospital/Healthcare; Employee (proprietor, partner, officer, director, employee, trustee, agent); 02/2021; During business hours: 0; After business hours: 10; Accounting/Bookkeeping

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-12-23
S63 Uniform Securities Agent State Law Examination 1996-03-01
  • S65 Uniform Investment Adviser Law Examination
    2008-12-23
  • S63 Uniform Securities Agent State Law Examination
    1996-03-01
Other Names
  • Kathly Spacagna
  • Kathy Spacagna
  • Katherine Eileen Spacagna

View on SEC IAPD

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