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Thomas Musmanno

Mackay Shields LLC

New York, NY

Princeton, NJ

CRD 2532838

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Employer firm

Mackay Shields LLC CRD 107717

$160B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Mackay Shields Llc

299 Park Avenue 32Nd Floor, New York, NY 10171 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-04-11
  • NJ RA
    APPROVED
    Since 2025-04-11

Branch Locations

299 Park Avenue 32Nd Floor, New York, NY 10171 • United States

506 Carnegie Center Drive Suite 200, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Princeton Funds Distributor, Inc. Plainsboro NJ 06/1991 Present
Blackrock Investments, Inc. New York NY 09/2006 12/2020
Unemployed West Windsor NJ 12/2020 04/2021
Mackay Shields Llc New York NY 04/2021 Present
  • 06/1991 → Present
    Princeton Funds Distributor, Inc.
    Plainsboro, NJ
  • 09/2006 → 12/2020
    Blackrock Investments, Inc.
    New York, NY
  • 12/2020 → 04/2021
    Unemployed
    West Windsor, NJ
  • 04/2021 → Present
    New York, NY
Other Businesses

The Mouse Creek Quilting Company LLC ; 1723 Route 9N, Howell NJ; not investment related; Co-Owner; sell fabric for quilting and crafting; 5 hours per month not during normal business hours. Saint David the King; 1 New Village Road Princeton Junction, NJ; Finance Committee Member; 1 hour per month not during normal business hours. John O. Wilson Hamilton Neighborhood Center; 169 Wilfred Ave Hamilton, NJ 08610; not investment related; Board Member; 4 hours per month not during normal business hours. Embright Education; 535 E. Franklin Street Trenton, NJ 08610; not investment related; Board Member; 4 hours per month not during normal business hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-10
  • S66 Uniform Combined State Law Examination
    2025-04-10
Other Names
  • Thomas Fred Musmanno

View on SEC IAPD

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