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Brian Joseph O'KEefe

J.P. Morgan Securities LLC

Columbus, OH

Katy, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-01-19
TX RA APPROVED 2021-08-04
  • OH RA
    APPROVED
    Since 2022-01-19
  • TX RA
    APPROVED
    Since 2021-08-04

Branch Locations

1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States

5210 Fm 1463 Rd, Katy, TX 77494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Next Financial Group, Inc Houston TX 03/2013 06/2021
J.P. Morgan Securities Llc Houston TX 07/2021 Present
Next Financial Group Houston TX 03/2013 06/2021
J.P. Morgan Chase Bank, N.A. Houston TX 07/2021 Present
  • 03/2013 → 06/2021
    Next Financial Group, Inc
    Houston, TX
  • 07/2021 → Present
    J.P. Morgan Securities Llc
    Houston, TX
  • 03/2013 → 06/2021
    Next Financial Group
    Houston, TX
  • 07/2021 → Present
    J.P. Morgan Chase Bank, N.A.
    Houston, TX
Previous Registrations
  • 2013-04-06 → 2021-06-22
    Next Financial Group, Inc.
    Houston, TX
    Houston, TX
    Houston, TX
    Mountain Home, AR
  • 2012-01-10 → 2012-10-29
    Pnc Wealth Management Llc
    Wilmington, DE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-02
  • S66 Uniform Combined State Law Examination
    2009-06-02
Other Names
  • Brian Joseph Okeefe

View on SEC IAPD

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PARK AVENUE SECURITIES LLC
W&S BROKERAGE SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC

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CARL DAVID WEISE
BEVERLY ANN RESSLER
DANIELLE BALL
HEATHER LYNN WITTEN
BRENT WAGNER
BRIAN ALOYSIUS CARRETTA
ANDREW C WAGES
Alan Robert Beymer

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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