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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-01-15 |
| TX | RA | APPROVED | 2026-01-15 |
Branch Locations
4643 South Ulster Street Suite 1350, Denver, CO 80237 • United States
Broomfield, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Denver | CO | 09/2015 | 08/2017 |
| Rbc Capital Markets, Llc | Denver | CO | 02/2019 | 01/2026 |
| Unemployed | Westminster | CO | 08/2017 | 02/2019 |
| Raymond James & Associates, Inc | Denver | CO | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-24 |
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