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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-08-14 |
| CO | RA | APPROVED | 2023-08-10 |
| WA | RA | APPROVED | 2023-06-09 |
| NE | RA | APPROVED | 2022-01-10 |
| TX | RA | APPROVED_RES | 2002-03-25 |
| OK | RA | APPROVED | 2000-12-04 |
| NV | RA | APPROVED | 1997-03-19 |
Branch Locations
10801 W. Charleston Blvd, Las Vegas, NV 89135 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Las Vegas | NV | 02/1997 | Present |
UNLV Rebel Football Foundation/10-2006 Last Call Lake Edition, LLC,Montana,United States,Forming an LLC to hold a vacant land that will be co-owned. Revocable Trust and the Chudd Family Trust.Real Estate,purchase of land that will be separated into two owners.,Partneri am purchasing a piece of land with the clients. These are not investment properties. this is not a rental. We will build and own separately., Start date -2/17/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-08 |
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