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Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-03-17
  • TX RA
    APPROVED
    Since 2010-03-17

Branch Locations

5718 Westheimer Rd Suite 920, Houston, TX 77057 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor Townsend And Kent, Inc Horsham PA 08/2007 Present
Penn Mutual Life Ins Co Horsham PA 08/2007 Present
  • 08/2007 → Present
    Hornor Townsend And Kent, Inc
    Horsham, PA
  • 08/2007 → Present
    Penn Mutual Life Ins Co
    Horsham, PA
Previous Registrations
Other Businesses

1) INVESTMENT RELATED: NO | DBA NAME: 1847FINANCIAL - HOUSTON | POSITION HELD: AGENT | ADDRESS: 5718 WESTHEIMER RD, SUITE 920, HOUSTON TX 77057 | START DATE: 8/23/2011 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: SALES & SERVICE OF BROKERAGE; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-12
S63 Uniform Securities Agent State Law Examination 1998-01-23
  • S65 Uniform Investment Adviser Law Examination
    2010-03-12
  • S63 Uniform Securities Agent State Law Examination
    1998-01-23
Other Names
  • Tina Lashaye Risper
  • Catina Lashaye Risper
  • Catina Lashaye Risper

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