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100 E. Six Forks Road, Ste. 200, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-05-05 |
| NC | RA | APPROVED | 2007-11-02 |
Branch Locations
100 E. Six Forks Road, Ste. 200, Raleigh, NC 27609 • United States
100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2011-07-08 |
| VA | RA | APPROVED | 2011-07-08 |
Branch Locations
100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Investment Group, Inc. | Raleigh | NC | 11/2007 | Present |
RL KING & COMPANY. 4100 BALSAM DRIVE, RALEIGH, NC. PRESIDENT. SECURITIES LITIGATION CASE REVIEW AND ASSESSMENT, EXPERT TESTIMONY - CASE REVIEWER. 5-10 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-06 |
| S65 | Uniform Investment Adviser Law Examination | 1997-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-23 |
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